Speeches

September 2019
What I Learned From the Financial Crisis and How to Prevent One’s Own
Bendheim Center for Finance, Princeton University

May 2019
PEI Compliance “Assessing What Firms Are Doing to Enhance Compliance Programs”

April 2019
Harvard Law School “30 Years of Capital Raising: The Changes We Have Seen!”

March 2019
Cornell Law School: “Does SEC Regulation Help or Hurt Financial Markets?”

November 2018
AIC GC Day: “US and International Regulatory Developments”

September 2018
Bendheim School “Ten years Since the Financial crisis”

June 2018
Voltaire Advisors Annual Workshop on Fund Valuation

June 2018
KPMG Keynote “Investment Management at the SEC: Evolution and Expectations”

June 2018
PDI,CFO,COO Forum “The Before and After of an SEC Exam”

May 2018
AIMA Japan Annual Forum, “Mission Critical – How to Launch Alternative Funds in Asia and Beyond”

March 2018
MFA Legal & Compliance “Valuation: Challenges and Best Practices”


November 2016
“Harvard Law School Library Book Talk | Norm Champ—My Adventures Inside the SEC”

September 2015
“Building Effective Relationships with Regulators”

May 2015
“The Intended And Unintended Consequences Of Financial Reform”

May 2015
“Who Needs Data? The Struggle to Make the SEC More Data-Driven”

April 2015
Keynote Address to the ACA Compliance Conference Entitled “New Kid in Town”

December 2014
Remarks to the ICI 2014 Securities Law Developments Conference

November 2014
Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products

October 2014
Remarks to the SIFMA Complex Products Forum

September 2014
Remarks to the Practising Law Institute, Hedge Fund Management Seminar 2014

July 2014
Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference

June 2014
Remarks to the Practising Law Institute, Private Equity Forum

March 2014
Remarks to the 2014 Mutual Funds and Investment Management Conference

March 2014
Remarks to the 2014 IAA Investment Adviser Compliance Conference

March 2014
Remarks to the PLI Investment Management Institute

November 2013
Remarks to the ALI CLE 2013 Conference on Life Insurance Company Products

October 2013
Remarks to the Independent Directors Council Annual Fall Meeting

September 2013
Current SEC Priorities Regarding Hedge Fund Managers

June 2013
Remarks to the 2013 Insured Retirement Institute Government, Legal & Regulatory Conference

June 2013
Money Market Mutual Fund Reform: Opening Statement at the SEC Open Meeting

March 2013
Remarks to the 2013 Mutual Funds and Investment Management Conference

March 2013
Remarks to the IA Compliance Best Practices Summit 2013

March 2013
Remarks to the IAA Investment Adviser Compliance Conference 2013

March 2013
Remarks to the Investment Management Institute 2013

December 2012
Remarks to the ALI CLE 2012 Conference on Investment Adviser Regulation: Legal and Compliance Forum on Institutional Advisory Services

December 2012
Remarks to the ALI CLE 2012 Conference on Life Insurance Company Products

December 2012
Speech by SEC Staff: What SEC Registration Means for Hedge Fund Advisers